Broker-Dealer Week Webinar: FINRA’s Guidance on Social Media
Webinar
6/1/2010
On Tuesday, June 1, 2010, Steve Ganis, of counsel in the Litigation Section, will present "An Up-Close Look at FINRA’s Guidance on Social Media: Practical Tips to Comply" at a Broker-Dealer Week webinar. This presentation will detail what FINRA’s expectations will be when it comes to compliance, when third-party posts are considered firm communications, how penalties for non-compliance should be set, and more.
For more information on this event, click here.
