Securities Advisory: First Enforcement Actions Under Regulation FD
2/5/2003
The Securities and Exchange Commission recently announced three settled enforcement actions and one report of investigation for violations of Regulation FD (Fair Disclosure). These are the first enforcement actions brought by the SEC under Regulation FD since the regulation took effect in October 2000.
This Advisory provides an overview of Regulation FD requirements and provides detail on the SEC's enforcement actions and the Report of Investigation.
