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Securities Advisory: Update on the Sarbanes-Oxley Act (Eighth in a Series): SEC Adopts Final Rules Under Additional Provisions of Sarbanes-Oxley

1/27/2003

On January 22, 2003, in response to the directives of the Sarbanes-Oxley
Act of 2002, the Securities and Exchange Commission voted to adopt final rules implementing various provisions of the Act. Rules discussed in this Client Alert:

Disclosure of Off-Balance Sheet Arrangements in MD&A

Auditor Independence and Provision of Non-Audit Services

Retention of Audit Records

Investment Company Certifications and Disclosure

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