Business Advisory: Rule 10b5-1 Trading Plans: Common Questions and Practical Guidance
10/1/2001
This issue provides answers to some of the questions most frequently asked by our clients about Trading Plans: how to set them up, how to administer them, and how to maximize their value. In addition, this advisory discusses the benefits of the use of such Trading Plans. Finally, it references two other advisories on Rule 10b5-1, previously issued in September 2000 and in September 2001.
