Need AML Technology? Getting it Through Clearing Firms Can Be Cheaper
BD Week
3/8/2010
"Arrangements between AML compliance system producers and clearing firms might make your life easier if you've been trying to support your AML program alone."
In this article, "Need AML Technology? Getting it Through Clearing Firms Can Be Cheaper," published on March 8, 2010 in BD Week, Mintz Levin attorney Steve Ganis is quoted discussing the sharing of alerts between clearing brokers and their introducing brokers.
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